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  1. Skills
  2. /
  3. joellewis
  4. /
  5. finance_skills
  6. /
  7. Fee Disclosure

Fee Disclosure

Editor's Note

This walks you through fee disclosure rules across RIAs, broker-dealers, funds, and ERISA plans. You'll want it when drafting Form ADV Item 5 schedules, checking prospectus fee tables, or reviewing whether your Reg BI disclosures actually tell clients the all-in cost. It covers the stuff that triggers enforcement actions: 12b-1 fees when cheaper share classes exist, undisclosed revenue sharing from fund platforms, wrap programs that aren't cost-effective for buy-and-hold clients. The skill maps where disclosure gaps create regulatory risk, from indirect compensation buried in fund expenses to reverse churning in wrap accounts. Treat it as a checklist for "are we showing clients every layer of what this costs them."

Install

npx skills add https://github.com/joellewis/finance_skills --skill fee-disclosure
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Installs212
GitHub Stars114
Categories
Finance & Trading
First SeenJun 3, 2026
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