Regulatory Analysis

This analyzes documents and processes against FINRA, SEC, Federal Reserve, and CFPB rules, then flags compliance gaps with severity ratings from critical to informational. It maps your content to specific rule numbers, explains what's wrong, and gives concrete remediation steps. The output format is structured as a formal compliance report with confidence levels on each finding. Use it for auditing policies, reviewing customer agreements, or checking if your processes meet regulatory requirements. One thing to note: it's marked high risk tier and includes a legal disclaimer, so treat this as a starting point for compliance work rather than a final determination. You'll still want human review before acting on findings.