This walks you through the SEC and FINRA filing calendar for investment advisers and broker-dealers. It covers Form ADV amendment timing (annual updates versus prompt amendments), Form PF thresholds and the new 72-hour current reporting rules for hedge funds, 13F institutional holdings if you cross $100M, and CAT reporting infrastructure. Also handles FOCUS reports, blue sheet requests, and short interest filing obligations. Use it when building compliance calendars, designing reporting workflows, or figuring out whether a fund qualifies as a large private fund adviser under the quarterly PF regime. The detail on what triggers a prompt ADV amendment versus what can wait for the annual cycle is genuinely helpful.
npx skills add https://github.com/joellewis/finance_skills --skill regulatory-reporting