Account Transfers

Handles the full lifecycle of moving money and securities between financial accounts, covering both the automated ACAT system that broker-dealers use and the manual transfer methods for everything ACAT can't touch. You'll reach for this when processing transfers between firms, setting up internal journal entries, managing retirement rollovers with tax reporting, or reconciling those annoying residual credits and fractional shares that show up days after the main transfer. The meat here is understanding FINRA Rule 11870 timelines, troubleshooting rejection codes, and knowing which assets can actually move through ACATS versus which need alternative paths like mutual fund direct transfers or DTC free deliveries. It's comprehensive on the operational mechanics but assumes you're working in or building for wealth management infrastructure.

Install to Claude Code

npx -y skills add joellewis/finance_skills --skill account-transfers --agent claude-code