Advertising Compliance

If you're drafting pitchbooks, reviewing social media posts, or dealing with performance track records in investment marketing, this walks you through SEC Marketing Rule and FINRA 2210 compliance. It covers the seven general prohibitions, net performance requirements, the standardized time period rules (1/5/10 year), and when you can show hypothetical or extracted performance. Also handles the tricky stuff like predecessor performance portability, testimonial disclosures, and cherry-picking violations. The source material is dense with specifics on what triggers SEC enforcement, so it's genuinely useful if you're building compliance workflows or responding to examination findings. Beats hunting through adoption releases.

Install to Claude Code

npx -y skills add joellewis/finance_skills --skill advertising-compliance --agent claude-code